BA9258 MERCHANT BANKING AND FINANCIAL SERVICES SYLLABUS | ANNA UNIVERSITY MBA 3RD SEM SYLLABUS REGULATION 2009 2011 2012-2013 BELOW IS THE ANNA UNIVERSITY THIRD SEMESTER MBA MASTER OF BUSINESS ADMINISTRATION DEPARTMENT SYLLABUS, TEXTBOOKS, REFERENCE BOOKS,EXAM PORTIONS,QUESTION BANK,PREVIOUS YEAR QUESTION PAPERS,MODEL QUESTION PAPERS, CLASS NOTES, IMPORTANT 2 MARKS, 8 MARKS, 16 MARKS TOPICS. IT IS APPLICABLE FOR ALL STUDENTS ADMITTED IN THE YEAR 2011 2012-2013 (ANNA UNIVERSITY CHENNAI,TRICHY,MADURAI,TIRUNELVELI,COIMBATORE), 2009 REGULATION OF ANNA UNIVERSITY CHENNAI AND STUDENTS ADMITTED IN ANNA UNIVERSITY CHENNAI DURING 2009
BA9258 MERCHANT BANKING AND FINANCIAL SERVICES LT P C
3 0 0 3
UNIT I MERCHANT BANKING 5
Introduction – An Over view of Indian Financial System – Merchant Banking in India – Recent
Developments and Challenges ahead – Institutional Structure – Functions of Merchant Bank -
Legal and Regulatory Framework – Relevant Provisions of Companies Act- SERA- SEBI
guidelines- FEMA, etc. - Relation with Stock Exchanges and OTCEI.
UNIT II ISSUE MANAGEMENT 12
Role of Merchant Banker in Appraisal of Projects, Designing Capital Structure and Instruments
– Issue Pricing – Book Building – Preparation of Prospectus Selection of Bankers, Advertising
Consultants, etc. - Role of Registrars –Bankers to the Issue, Underwriters, and Brokers. – Offer
for Sale – Green Shoe Option – E-IPO, Private Placement – Bought out Deals – Placement with
FIs, MFs, FIIs, etc. Off - Shore Issues. – Issue Marketing – Advertising Strategies – NRI
Marketing – Post Issue Activities.
UNIT III OTHER FEE BASED SERVICES 10
Mergers and Acquisitions – Portfolio Management Services – Credit Syndication – Credit Rating
– Mutual Funds - Business Valuation.
UNIT IV FUND BASED FINANCIAL SERVICES 10
Leasing and Hire Purchasing – Basics of Leasing and Hire purchasing – Financial Evaluation.
20
UNIT V OTHER FUND BASED FINANCIAL SERVICES 8
Consumer Credit – Credit Cards – Real Estate Financing – Bills Discounting – actoring and
Forfaiting – Venture Capital.
TOTAL:45 PERIODS
TEXT BOOKS
1. M.Y.Khan, Financial Services, Tata McGraw-Hill, 11th Edition, 2008
2. Nalini Prava Tripathy, Financial Services, PHI Learning, 2008.
REFERENCES
1. Machiraju, Indian Financial System, Vikas Publishing House, 2nd Edition, 2002.
2. J.C.Verma, A Manual of Merchant Banking, Bharath Publishing House, New Delhi,
3. Varshney P.N. & Mittal D.K., Indian Financial System, Sultan Chand & Sons, New Delhi.
4. Sasidharan, Financial Services and System, Tata Mcgraw Hill, New Delhi, 1st Edition,
2008.
5. Website of SEBI
BA9258 MERCHANT BANKING AND FINANCIAL SERVICES LT P C
3 0 0 3
UNIT I MERCHANT BANKING 5
Introduction – An Over view of Indian Financial System – Merchant Banking in India – Recent
Developments and Challenges ahead – Institutional Structure – Functions of Merchant Bank -
Legal and Regulatory Framework – Relevant Provisions of Companies Act- SERA- SEBI
guidelines- FEMA, etc. - Relation with Stock Exchanges and OTCEI.
UNIT II ISSUE MANAGEMENT 12
Role of Merchant Banker in Appraisal of Projects, Designing Capital Structure and Instruments
– Issue Pricing – Book Building – Preparation of Prospectus Selection of Bankers, Advertising
Consultants, etc. - Role of Registrars –Bankers to the Issue, Underwriters, and Brokers. – Offer
for Sale – Green Shoe Option – E-IPO, Private Placement – Bought out Deals – Placement with
FIs, MFs, FIIs, etc. Off - Shore Issues. – Issue Marketing – Advertising Strategies – NRI
Marketing – Post Issue Activities.
UNIT III OTHER FEE BASED SERVICES 10
Mergers and Acquisitions – Portfolio Management Services – Credit Syndication – Credit Rating
– Mutual Funds - Business Valuation.
UNIT IV FUND BASED FINANCIAL SERVICES 10
Leasing and Hire Purchasing – Basics of Leasing and Hire purchasing – Financial Evaluation.
20
UNIT V OTHER FUND BASED FINANCIAL SERVICES 8
Consumer Credit – Credit Cards – Real Estate Financing – Bills Discounting – actoring and
Forfaiting – Venture Capital.
TOTAL:45 PERIODS
TEXT BOOKS
1. M.Y.Khan, Financial Services, Tata McGraw-Hill, 11th Edition, 2008
2. Nalini Prava Tripathy, Financial Services, PHI Learning, 2008.
REFERENCES
1. Machiraju, Indian Financial System, Vikas Publishing House, 2nd Edition, 2002.
2. J.C.Verma, A Manual of Merchant Banking, Bharath Publishing House, New Delhi,
3. Varshney P.N. & Mittal D.K., Indian Financial System, Sultan Chand & Sons, New Delhi.
4. Sasidharan, Financial Services and System, Tata Mcgraw Hill, New Delhi, 1st Edition,
2008.
5. Website of SEBI
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